By R. Liliana Baldwin
Defusing Workplace Time-Bombs:
Drafting Employment Agreements and Policies to Prevent Disputes,
Avoid Tax Traps, and Settle Cases.
No matter where you attended law
school, it is unlikely that you ever took a course that taught you
how to draft an employment agreement of any kind, learning why each
and every provision was included and what each protected against or
ensured. In fact, many of us enter the practice of law and adopt
form agreements from colleagues, books or law firm archives that
are used to create the standard agreements we as employment counsel
most often use. Over time, we may come to understand why certain
provisions are included (or excluded) and revise provisions to
reflect applicable case law or to address practical considerations
learned through experience. However, for attorneys who are new to
the practice of employment law or for those attorneys - like in
house counsel or solo practitioners often expected to be in command
of almost every area of the law - it is crucial to have a reference
book that not only provides various forms of the most common
employment related agreements and policies but also provides
detailed annotations, commentary, case references and practical
advice about the use of these form documents.
Peter M. Panken, Jeffery D. Williams & Daniel L. Hogans, et al.
2008. ALI-ABA. Softcover with CD. 170p. ISBN: 978-0-8318-0014-7.
$99.
Defusing Workplace Time Bombs:
Drafting Employment Agreements and Policies to Prevent Disputes,
Avoid Tax Traps, and Settle Cases
Some of the highlights included
in Part I are a draft executive employment agreement (drafted with
a pro-employer slant) that provides provision by provision
annotations and comments, a sample consulting agreement, a short
non-competition and non-solicitation agreement and more lengthy
agreement on proprietary information, inventions, non-solicitation
and non-disclosure, and a comprehensive settlement and release
agreement with detailed commentary. Part II includes two short
articles. The first article provides a pithy analysis of the effect
of IRS Code Section 409A on severance agreements. The second is an
informative article by David J. Carr, Partner with the firm of Ice
Miller in Indianapolis entitled, "Ten Traps to Avoid in Drafting
Enforceable Confidentiality, Non-Compete, and Non-Solicitation
Agreements." Carr's article is an enjoyable David Letterman-type
countdown of all the mistakes that can be made in these agreements,
how to avoid the mistakes, and numerous case citations that put
some of these mistakes in context. A useful part of the Carr
article is the appendix which provides a sample "Exit Interview
Statement of Understanding" which could be used as a checklist or
agreement to ensure against misuse of confidential business
information and property upon an employee's termination of
employment.
In addition to form agreements
and commentary, the book also includes a number of helpful policies
in Part III. Again, these policies may not be as helpful to a more
seasoned employment practitioner who has probably already had to
draft some of these policies to address client needs, and has
perfected many of them based on long-term experience with the
particular issues. However, they are wonderful starter policies for
more novice attorneys dealing with issues such as managing e-mail
use, record retention and destruction, assets handling, a model
employer code of ethics, and addressing complaints of misconduct in
the workplace. The sample policies are detailed and extensive. In
fact, the drafts of each of these policies are so comprehensive
that even a seasoned employment attorney may find them useful to
fine tune already existing policies and procedures. For example,
the sample seven page e-mail guidelines cover almost every aspect
of e-mail communications in the workplace, addressing topics such
as courtesy and respect in e-mail, when to use e-mail versus when
to engage in a face to face conversation, checking and managing
e-mail, and grappling with spam. Any employment lawyer is bound to
find something in these guidelines that will make an existing
favorite workplace e-mail policy even better.
The least useful section of the
book and perhaps somewhat of a random addition to the text is the
last section, Part IV: Illustrative Cases. Although the discussion
of some of these cases was interesting and definitely within the
ambit of employment law (covering issues such as communications
consistent with Rule of Professional Conduct 4.2 and the
self-critical analysis privilege), only a few, if any of the cases
were "illustrative" of the model agreements and policies in the
preceding sections. This section also seemed superfluous given that
the previous sections were chock full of illustrative cases put
specifically in the context of the agreements, policies or topics
covered.
Overall,
ALI-ABA publications, like MCLE publications can be great
references because their authors are drawn from top experts in the
field. However, unlike MCLE publications which draw primarily
expert Massachusetts practitioners, ALI-ABA publications draw an
"all star cast of contributors" from all over the country. In this
regard, one of the main drawbacks of this book for an attorney who
only practices law in Massachusetts is that the form and sample
agreements included in the book have been drafted by attorneys
practicing law in Indiana, Michigan, New York and Washington D.C.
As such, the law cited and discussed relevant to the agreements
treated in this book (most of which are defined by state law) does
not include Massachusetts law. Although this issue does not affect
the usability of the other sections of the book as much, it may
make a Massachusetts based attorney - particularly an attorney
entering the employment law field - prefer to invest in a
comparable MCLE publication such as the two volume and regularly
supplemented,
may be such a reference book; one that can easily take its
place - without taking up much space - on a new employment lawyer's
bookshelf or on the bookshelf of a more experienced lawyer that may
only dabble from time to time in employment related agreements and
policies. In addition to a CD that contains editable versions of
all of the model forms and policies included in the book, the book
also contains four substantive sections: Part I - Model Agreements
and Forms; Part II - Commentary; Part III - Sample Policies, and
Part IV - Illustrative Cases. Defusing Workplace Time Bombs:
Drafting Employment Agreements and Policies to Prevent Disputes,
Avoid Tax Traps, and Settle Cases provides solid guidance and
advice for entry-level employment attorneys and perhaps other more
experienced attorneys with little exposure to employment law, about
some of the field's most regularly negotiated agreements,
frequently utilized workplace policies and related legal issues.
Otherwise, and unless there is a particular agreement, policy or
topic that is of interest, this book's audience is not the more
experienced employment attorney. Drafting Employment Documents
in Massachusetts (William B. Koffel, Ed., et al.) MCLE, 2007, which
also offers sample forms on disc and costs almost twice as much.
($195 for non-members and $175 for sponsors).